Entries from August 2010

Proxy Access for Shareholder Proposals and Director Nominations

Date August 26, 2010



SEC Adopts New Measures to Facilitate Director Nominations by Shareholders FOR IMMEDIATE RELEASE 2010-155 FACT SHEET: FACILITATING RIGHTS OF SHAREHOLDERS TO NOMINATE DIRECTORS SEC Open Meeting August 25, 2010 The Proxy Voting Process Public companies across the country hold elections to select members of their boards of directors, which oversee the management of the company. […]

Corporate/Issuer Services

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Proxy Planning Calendar
Corporate Action Processing
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Cost Basis Support
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Investor/Shareholder Services

How do I transfer shares?
How do I remove Rule 144 restrictions?
Shareholder Online Forms

Accessing my Individual Account Info

Changing My Address
Voting My Proxy
Printing a Statement

I lost my certificate.

How do I get it replaced? 



Consultation and Guidance

Application for CUSIP Number
15c-211 Application to FINRA
S-1 Registration Statement
Submission for DTC & FAST Eligibility
Listed and Non-listed Markets
Healing Shell Companies



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and Issues

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