Brokerages

Open Directory Project: Bokerages Listings - Brokerage firms that offer services to the public for trading stocks, bonds, and/or mutual funds as well as speculative instruments. Such firms usually charge a commission for carrying out the purchase, sale, trade or disposition of securities or other assets for which they are licensed.

Central Registration Depository or CRD, is a computerized database that contains information about most brokers, some investment advisers, their representatives, and the firms they work for.

Corporate/Issuer Services

Internet Access & Records Access
Annual Meeting & Proxy Support
Proxy Planning Calendar
Corporate Action Processing
Issuer Online Forms
Cost Basis Support
Educational Resources:

Glossary
Order Book

Investor/Shareholder Services

How do I transfer shares?
How do I remove Rule 144 restrictions?
Shareholder Online Forms

Accessing my Individual Account Info

Changing My Address
Voting My Proxy
Printing a Statement

I lost my certificate.

How do I get it replaced? 



Consultation and Guidance

Application for CUSIP Number
15c-211 Application to FINRA
S-1 Registration Statement
Submission for DTC & FAST Eligibility
Listed and Non-listed Markets
Healing Shell Companies



Products

Edgar Filings
Educational Resources:

Glossary
Order Book

Financial Industry Articles
and Issues

Securities Clearing Firms
Power to the People
Naked Short Selling

Archived Stock Articles


Internal Links

Newsletter
Sitemap
Related Sites


External Links

News
Calculate Adjusted Cost Basis
BRL Law Group
Rule 144 Letters
Attorney William Aul
Director's Desk